Filing Details

Accession Number:
0001089212-16-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-21 15:47:42
Reporting Period:
2016-04-19
Filing Date:
2016-04-21
Accepted Time:
2016-04-21 15:47:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1572684 Ucp Inc. UCP () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1089212 Buckingham Capital Management Inc 485 Lexington Avenue
3Rd Fl
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ucp, Inc. Disposition 2016-04-19 2,016 $7.85 1,028,570 No 4 S Indirect See Footnote 3 & 4
Ucp, Inc. Disposition 2016-04-20 7,709 $7.86 1,020,861 No 4 S Indirect See Footnote 3 & 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 3 & 4
No 4 S Indirect See Footnote 3 & 4
Footnotes
  1. Buckingham Capital Management, Inc. has agreed to disgorge to the issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934 that resulted from the transactions reported herein.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $7.917, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forthherein.
  3. This statement is being filed by Buckingham Capital Management, Inc. Buckingham Capital Management, Inc. is a registered investment adviser which acts as the general partner and investment manager for various private investment funds and which also manages other accounts on a discretionary basis that directly hold the securities reported herein.
  4. Buckingham Capital Management, Inc. disclaims beneficial ownership of the securitiesreported herein, except to the extent of such person's pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, states that the inclusion of the securities reported herein shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 or for any other purpose.