Filing Details
- Accession Number:
- 0001048268-16-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-20 17:28:19
- Reporting Period:
- 2016-04-18
- Filing Date:
- 2016-04-20
- Accepted Time:
- 2016-04-20 17:28:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048268 | Integrated Electrical Services Inc. | IESC | Electrical Work (1731) | 760542208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1560811 | D Gail Makode | One Sound Shore Dr, Suite 304 Greenwich CT 06830 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-18 | 8,547 | $5.76 | 44,439 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-18 | 8,547 | $14.53 | 35,892 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-04-19 | 3,953 | $5.76 | 39,845 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-19 | 3,953 | $14.50 | 35,892 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-04-18 | 8,547 | $0.00 | 8,547 | $5.76 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-04-19 | 3,953 | $0.00 | 3,953 | $5.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,453 | 2013-05-01 | 2023-05-01 | No | 4 | M | Direct |
12,500 | 2013-05-01 | 2023-05-01 | No | 4 | M | Direct |
Footnotes
- Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).
- The exercise of options and sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
- The price reported in Column 4 for 4/18/2016 entry is a weighted average price for shares sold in multiple transactions at prices ranging from $14.50 to $14.64, inclusive. The reporting person undertakes to provide to IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The date indicated is the first vesting date for all Column 6 transactions. All options traded on 4/18/2016 and 4/19/2016, with an exercise price of $5.76, vested on the second anniversary of the grant date.
- The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).