Filing Details
- Accession Number:
- 0001140361-16-061567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-19 18:14:14
- Reporting Period:
- 2016-04-15
- Filing Date:
- 2016-04-19
- Accepted Time:
- 2016-04-19 18:14:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906193 | Key Technology Inc | KTEC | Special Industry Machinery (No Metalworking Machinery) (3550) | 930822509 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472885 | Pvam Perlus Microcap Fund, L.p. | Fifth Floor, 37 Esplanade St Helier Jersey, Channel Islands X0 JE1 2TR | No | No | Yes | No | |
1601068 | Llp (Uk) Management Asset View Pacific | 5Th Floor 6 St. Andrew Street London X0 EC4A 3AE | No | No | Yes | No | |
1620047 | Ltd. Holdings Pvam | 5Th Floor 6 St. Andrew Street London X0 EC4A 3AE | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-15 | 1,700 | $7.85 | 694,223 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-04-18 | 2,000 | $8.00 | 696,223 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 692,523 | Direct |
Footnotes
- PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Key Technology, Inc. (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.