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Filing Details

Accession Number:: 0001225208-16-031552
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-04-19 16:20:37
Reporting Period:: 2016-04-18

Filing Date:: 2016-04-19
Accepted Time:: 2016-04-19 16:20:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1436125	Pat Ward	500 Jackson Street Columbus IN 47201	Vp - Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common	Disposition	2016-04-18	850	$115.44	17,174	No	4	S	Direct
Common	Disposition	2016-04-18	1,200	$117.22	15,974	No	4	S	Direct
Common	Disposition	2016-04-18	2,950	$116.45	13,024	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	1,105	Indirect	By 401(k) Plan
Common	24,705	Indirect	By Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$58.12	2012-03-01	2020-03-01	5,900	5,900	Direct
Common	Stock Option (Right-to-Buy)	$120.28	2014-04-02	2022-04-02	11,030	11,030	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	15,020	15,020	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	11,220	11,220	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	15,420	15,420	Direct
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	38,810	38,810	Direct
Common	Stock Option (Right-to-Buy)	$119.77	2013-05-02	2021-05-02	8,150	8,150	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-01	5,900	5,900	Direct
2022-04-02	11,030	11,030	Direct
2023-04-02	15,020	15,020	Direct
2024-04-02	11,220	11,220	Direct
2025-04-02	15,420	15,420	Direct
2026-04-04	38,810	38,810	Direct
2021-05-02	8,150	8,150	Direct

Footnotes

Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 18, 2016.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $114.75 - $115.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $116.853 - $117.38. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $115.85 - $116.8157. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.