Filing Details
- Accession Number:
- 0001144204-16-094715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-15 19:53:13
- Reporting Period:
- 2016-04-13
- Filing Date:
- 2016-04-15
- Accepted Time:
- 2016-04-15 19:53:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326190 | Pharmathene Inc | PIP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313876 | I Eric Richman | C/O Pharmathene, Inc. One Park Place, Suite 450 Annapolis MD 21401 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-04-13 | 13,233 | $1.76 | 190,055 | No | 4 | M | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-04-13 | 13,233 | $2.20 | 176,822 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-04-13 | 150,000 | $1.16 | 326,822 | No | 4 | M | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-04-13 | 150,000 | $2.20 | 176,822 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-04-13 | 91,121 | $1.16 | 267,943 | No | 4 | M | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-04-13 | 91,121 | $2.20 | 176,822 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-04-13 | 75,000 | $1.19 | 251,822 | No | 4 | M | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2016-04-13 | 75,000 | $2.20 | 176,822 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-04-13 | 13,233 | $0.00 | 13,233 | $1.76 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-04-13 | 150,000 | $0.00 | 150,000 | $1.16 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-04-13 | 91,121 | $0.00 | 91,121 | $1.16 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-04-13 | 75,000 | $0.00 | 75,000 | $1.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
0 | 2021-12-07 | No | 4 | M | Direct | |
0 | 2012-12-07 | 2021-12-07 | No | 4 | M | Direct |
75,000 | 2022-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | 10,000 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015 and terminated on April 14, 2016.
- Held indirectly as previously reported on Form 4 dated November 10, 2011.
- This option was granted on December 7, 2011 and vested over four years with 25% vesting on the one year anniversary of the date of grant and the remaining 75% in three equal installments on a yearly basis for a period of three years from the one year anniversary of the date of grant.
- This option was granted on December 7, 2011 and vests over four years with 25% vesting on the one year anniversary of the date of grant and the remaining 75% in three equal installments on a yearly basis for a period of three years from the one year anniversary of the date of grant.