Filing Details

Accession Number:
0001179110-16-023069
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-14 19:49:44
Reporting Period:
2016-04-13
Filing Date:
2016-04-14
Accepted Time:
2016-04-14 19:49:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589951 J. Gregory Cannon C/O Glu Mobile Inc.
500 Howard Street, Suite 300
San Francisco CA 94105
Vice President, Finance And Ir No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-13 45,000 $1.34 128,770 No 4 M Direct
Common Stock Disposition 2016-04-13 45,000 $3.00 83,770 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-04-13 45,000 $0.00 45,000 $1.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,000 2016-09-28 No 4 M Direct
Footnotes
  1. In a Form 4 filed on February 18, 2016, Mr. Cannon reported that he beneficially owned 79,698 shares of common stock of Glu Mobile Inc. ("Glu"). Mr. Cannon subsequently acquired 4,072 shares of Glu common stock on February 19, 2016 pursuant to Glu's 2007 Employee Stock Purchase Plan, which purchase was exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. The amount of securities beneficially owned by Mr. Cannon following this transaction takes into account this purchase.
  2. The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Cannon entered into on March 7, 2016.
  3. The option vested and became exercisable with respect to 25% of the shares on September 28, 2011, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option was fully vested on September 28, 2014.