Filing Details
- Accession Number:
- 0000059478-16-000339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-14 18:41:54
- Reporting Period:
- 2016-04-12
- Filing Date:
- 2016-04-14
- Accepted Time:
- 2016-04-14 18:41:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1636282 | Aeglea Biotherapeutics Inc. | AGLE | Pharmaceutical Preparations (2834) | IN |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
59478 | Lilly Eli & Co | Lilly Corporate Center Indianapolis IN 46285 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-12 | 2,010,924 | $0.00 | 2,068,543 | No | 4 | C | Indirect | by fund |
Common Stock | Acquisiton | 2016-04-12 | 500,000 | $10.00 | 2,568,543 | No | 4 | P | Indirect | by fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | by fund |
No | 4 | P | Indirect | by fund |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2016-04-12 | 890,476 | $0.00 | 890,476 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2016-04-12 | 1,120,448 | $0.00 | 1,120,448 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- In connection with the consummation of the Issuer's initial public offering on April 12, 2016, each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
- These shares are owned directly by Lilly Ventures Fund I LLC (the "Fund"). LV Management Group LLC (the "Management Company") has sole voting and dispositive authority with respect to the shares. Dr. Shanafelt disclaims beneficial ownership of the shares held of record by the Fund, except to the extent of his pecuniary interest therein.