Filing Details
- Accession Number:
- 0001209191-16-114136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-13 18:21:15
- Reporting Period:
- 2016-04-12
- Filing Date:
- 2016-04-13
- Accepted Time:
- 2016-04-13 18:21:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294016 | Ruckus Wireless Inc | RKUS | Computer Peripheral Equipment, Nec (3577) | 542072041 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559542 | Seamus Hennessy | C/O Ruckus Wireless, Inc. 350 West Java Drive Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-04-12 | 37,300 | $0.20 | 147,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-04-12 | 37,300 | $13.54 | 110,135 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-04-12 | 14,000 | $2.01 | 124,135 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-04-12 | 14,000 | $13.54 | 110,135 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-04-13 | 9,500 | $2.01 | 119,635 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-04-13 | 9,500 | $13.70 | 110,135 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-04-12 | 37,300 | $0.00 | 37,300 | $0.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-04-12 | 14,000 | $0.00 | 14,000 | $2.01 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-04-13 | 9,500 | $0.00 | 9,500 | $2.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-05-07 | No | 4 | M | Direct | |
| 423,287 | 2021-06-20 | No | 4 | M | Direct | |
| 413,787 | 2021-06-20 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2015.
- This sale price represents the weighted average sale price of the shares sold ranging from $13.45 to $13.615 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $13.64 to $13.745 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Includes restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
- The Option is fully vested as of May 18, 2013.
- The Option is fully vested as of June 21, 2015.
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