Filing Details
- Accession Number:
- 0001140361-16-061024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-13 17:12:10
- Reporting Period:
- 2016-04-11
- Filing Date:
- 2016-04-13
- Accepted Time:
- 2016-04-13 17:12:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428336 | Healthequity Inc | HQY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352786 | S Manu Rana | 280 Park Avenue, 3Rd Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-04-11 | 500,000 | $23.48 | 1,176,468 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $1.25 | 2021-10-25 | 7,500 | 7,500 | Direct | |
| Common Stock | Stock Option (right to buy) | $1.25 | 2022-04-26 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $1.50 | 2023-05-09 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $14.00 | 2015-01-31 | 2024-07-30 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option (right to buy) | $25.39 | 2025-03-26 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-10-25 | 7,500 | 7,500 | Direct |
| 2022-04-26 | 15,000 | 15,000 | Direct |
| 2023-05-09 | 15,000 | 15,000 | Direct |
| 2024-07-30 | 15,000 | 15,000 | Direct |
| 2025-03-26 | 15,000 | 15,000 | Direct |
Footnotes
- All securities are held of record by Financial Partners Fund I, L.P. ("FPF I"), a Delaware limited partnership. The reporting person is a managing principal of FPF I. The reporting person disclaims beneficial ownership of the securities held by FPF I except to the extent of his pecuniary interest therein.
- The option is immediately exercisable.
- The option became exercisable as to 7,500 shares upon the reporting person's reelection to the issuer's board of directors at the issuer's 2015 Annual Meeting of Stockholders held on June 24, 2015. The remaining 7,500 shares became exercisable on January 31, 2016.
Billionaire Hedge Funds
