Filing Details
- Accession Number:
- 0000899243-16-017978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-12 19:19:46
- Reporting Period:
- 2016-04-08
- Filing Date:
- 2016-04-12
- Accepted Time:
- 2016-04-12 19:19:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1310067 | Sears Holdings Corp | SHLD | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860585 | Rbs Partners, L.p. | 1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154 | No | No | Yes | No | |
923727 | Esl Partners, L.p. | 1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154 | No | No | Yes | No | |
1126396 | Esl Investments, Inc. | 1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154 | No | No | Yes | No | |
1183200 | S Edward Lampert | 1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154 | Chief Executive Officer | Yes | Yes | Yes | No |
1553666 | Spe Master I, L.p. | 1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154 | No | No | Yes | No | |
1553667 | Spe I Partners, L.p. | 1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-04-08 | 55,337 | $14.34 | 31,043,193 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-04-11 | 1,924 | $14.40 | 31,045,117 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 21,992,640 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 150,124 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 193,341 | Indirect | See Footnotes |
Footnotes
- This price represents the approximate weighted average price per share of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $14.20 to $14.40 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
- This statement is jointly filed by and on behalf of each of Mr. Lampert, ESL Partners, L.P. ("Partners"), SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement.
- RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL.
- The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $14.38 to $14.40 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
- Represents Shares directly beneficially owned by Partners.
- Represents Shares directly beneficially owned by SPE I.
- Represents Shares directly beneficially owned by SPE Master I.