Filing Details
- Accession Number:
- 0001209191-16-113907
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-11 19:05:23
- Reporting Period:
- 2016-04-08
- Filing Date:
- 2016-04-11
- Accepted Time:
- 2016-04-11 19:05:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 141896129 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478341 | Curtis Ling | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | Chief Technical Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock (Par Value $0.0001) | Acquisiton | 2016-04-08 | 1,200 | $6.93 | 123,164 | No | 4 | M | Direct | |
Class A Common Stock (Par Value $0.0001) | Disposition | 2016-04-08 | 1,100 | $19.00 | 122,064 | No | 4 | S | Direct | |
Class A Common Stock (Par Value $0.0001) | Disposition | 2016-04-08 | 100 | $19.03 | 121,964 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock ($0.0001 Par Value) | Employee Stock Option (right to buy) | Disposition | 2016-04-08 | 1,200 | $0.00 | 1,200 | $6.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,986 | 2020-05-14 | No | 4 | M | Direct |
Footnotes
- The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 2, 2015.
- Subject to the reporting person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.