Filing Details
- Accession Number:
- 0000899243-16-017930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-11 17:47:57
- Reporting Period:
- 2016-04-07
- Filing Date:
- 2016-04-11
- Accepted Time:
- 2016-04-11 17:47:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609809 | Seres Therapeutics Inc. | MCRB | Pharmaceutical Preparations (2834) | 274326290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614936 | Roger Pomerantz | C/O Seres Therapeutics, Inc. 215 First Street Cambridge MA 02142 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-07 | 1,712 | $0.48 | 24,439 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-04-07 | 7,500 | $0.71 | 31,939 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-07 | 9,212 | $30.00 | 22,727 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-04-07 | 1,712 | $0.00 | 1,712 | $0.48 |
Common Stock | Stock Option (right to buy) | Disposition | 2016-04-07 | 7,500 | $0.00 | 7,500 | $0.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
82,500 | 2023-11-06 | No | 4 | M | Direct | |
1,668,251 | 2024-08-07 | No | 4 | M | Direct |
Footnotes
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person on February 26, 2016.
- The option vested as to 25% of the shares subject to the option on September 9, 2014. The remainder of the shares have vested or will vest in 12 equal quarterly installments thereafter.
- The option vested as to 25% of the shares subject to the option on June 1, 2015. The remainder of the shares have vested or will vest in 12 equal quarterly installments thereafter.