Filing Details
- Accession Number:
- 0000067887-16-000176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-08 16:24:16
- Reporting Period:
- 2016-03-29
- Filing Date:
- 2016-04-08
- Accepted Time:
- 2016-04-08 16:24:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
67887 | Moog Inc. | MOGA/MOGB | Misc Industrial & Commercial Machinery & Equipment (3590) | 160757636 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254141 | H Kraig Kayser | Seneca St &Amp; Jamisond Rd East Aurora NY 14052 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2016-03-29 | 100 | $44.00 | 152,100 | No | 4 | P | Indirect | Seneca Foods Pension Trust |
Class A Common | Acquisiton | 2016-04-06 | 8,900 | $43.29 | 161,000 | No | 4 | P | Indirect | Seneca Foods Pension Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Seneca Foods Pension Trust |
No | 4 | P | Indirect | Seneca Foods Pension Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common | 80,000 | Indirect | Seneca Foods Pension Trust |
Class A Common | 21,528 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | Option to Buy | $36.67 | 2007-11-28 | 2016-11-28 | 1,538 | 1,538 | Direct |
Class A Common | Option to Buy | $42.45 | 2008-11-26 | 2017-11-26 | 1,538 | 1,538 | Direct |
Class A Common | SAR | $35.12 | 2009-10-31 | 2018-10-31 | 1,500 | 1,500 | Direct |
Class A Common | SAR | $26.66 | 2010-12-01 | 2019-12-01 | 1,125 | 1,125 | Direct |
Class A Common | SAR | $36.86 | 2011-11-30 | 2020-11-30 | 1,500 | 1,500 | Direct |
Class A Common | SAR | $41.82 | 2012-11-30 | 2021-11-30 | 1,500 | 1,500 | Direct |
Class A Common | SAR | $36.41 | 2013-11-27 | 2022-11-27 | 1,500 | 1,500 | Direct |
Class A Common | SAR | $61.69 | 2014-11-11 | 2023-11-11 | 2,000 | 2,000 | Direct |
Class A Common | SAR | $74.38 | 2015-11-11 | 2024-11-11 | 2,000 | 2,000 | Direct |
Class B Common | SAR | $65.90 | 2016-11-17 | 2025-11-17 | 2,500 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-11-28 | 1,538 | 1,538 | Direct |
2017-11-26 | 1,538 | 1,538 | Direct |
2018-10-31 | 1,500 | 1,500 | Direct |
2019-12-01 | 1,125 | 1,125 | Direct |
2020-11-30 | 1,500 | 1,500 | Direct |
2021-11-30 | 1,500 | 1,500 | Direct |
2022-11-27 | 1,500 | 1,500 | Direct |
2023-11-11 | 2,000 | 2,000 | Direct |
2024-11-11 | 2,000 | 2,000 | Direct |
2025-11-17 | 2,500 | 2,500 | Direct |
Footnotes
- Owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power. Mr. Kayser's beneficial interest is limited to receiving certain retirement benefits from employment.
- Option to buy granted under the 1998/2003 Incentive Stock Option Plan.
- Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.