Filing Details
- Accession Number:
- 0001209191-16-113701
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-04-08 12:30:55
- Reporting Period:
- 2016-03-21
- Filing Date:
- 2016-04-08
- Accepted Time:
- 2016-04-08 12:30:55
- Original Submission Date:
- 2016-03-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277058 | Nevada Gold & Casinos Inc | UWN | Services-Miscellaneous Amusement & Recreation (7990) | 880142032 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257397 | Michael Francis Ricci | 133 E Warm Springs Road Suite 102 Las Vegas NV 89119 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-03-21 | 12,000 | $2.08 | 7,417 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-24 | 20,000 | $0.82 | 27,417 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2016-03-24 | 20,000 | $0.00 | 20,000 | $0.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2012-10-17 | 2022-10-17 | No | 4 | M | Direct |
Footnotes
- The shares were issued upon Mr. Ricci's exercise of an option to acquire 20,000 shares of common stock, as described in Table II.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in column 2 of this Table II.
- Includes options to acquire (1) 10,000 shares at $1.25, exercisable through July 28, 2019 and (2) 10,000 shares at $1.57, exercisable through July 27, 2021.
Billionaire Hedge Funds
