Filing Details

Accession Number:
0001209191-16-113700
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-08 12:29:32
Reporting Period:
2016-04-06
Filing Date:
2016-04-08
Accepted Time:
2016-04-08 12:29:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-04-06 1,100 $5.72 3,463,463 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-06 500 $5.69 3,463,963 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-06 400 $5.63 3,464,363 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-06 400 $5.68 3,464,763 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-06 100 $5.73 3,464,863 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-07 2,500 $5.66 3,467,363 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.