Filing Details
- Accession Number:
- 0001209191-16-113539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-06 19:06:31
- Reporting Period:
- 2016-04-04
- Filing Date:
- 2016-04-06
- Accepted Time:
- 2016-04-06 19:06:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1510580 | Kite Pharma Inc. | KITE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222082 | M Cynthia Butitta | C/O Kite Pharma, Inc. 2225 Colorado Avenue Santa Monica CA 90404 | Coo And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-04 | 10,000 | $1.35 | 105,401 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-04 | 10,000 | $50.00 | 95,401 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-04-04 | 10,000 | $0.00 | 10,000 | $1.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
305,394 | 2024-03-25 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2015.
- 108,839 of the 435,394 shares originally subject to the stock option vested and became exercisable on December 15, 2014, and 9,071 shares vest monthly thereafter.