Filing Details
- Accession Number:
- 0001140361-16-060457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-06 18:50:29
- Reporting Period:
- 2016-04-04
- Filing Date:
- 2016-04-06
- Accepted Time:
- 2016-04-06 18:50:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137547 | United Security Bancshares | UBFO | National Commercial Banks (6021) | 912112732 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1144507 | R Dennis Woods | 2126 Inyo Street Fresno CA 93721 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ubfo Common Stock | Disposition | 2016-04-04 | 1,000 | $4.95 | 1,109,420 | No | 4 | S | Direct | |
Ubfo Common Stock | Disposition | 2016-04-06 | 5,000 | $4.95 | 1,104,420 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2016. The Rule 10b5-1 plan was adopted for estate planning and diversification purposes, covers a limited period of time, and covers a limited number of shares that represents only a portion of the reporting person's anticipated annual stock dividends.
- Includes 56,812 shares as custodian for minors & 32,196 shares owned by spouse.