Filing Details
- Accession Number:
- 0001209191-16-113372
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-06 13:18:12
- Reporting Period:
- 2016-04-04
- Filing Date:
- 2016-04-06
- Accepted Time:
- 2016-04-06 13:18:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-04-04 | 1,100 | $5.77 | 3,458,463 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 400 | $5.58 | 3,458,863 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 200 | $5.66 | 3,459,063 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 300 | $5.75 | 3,459,363 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 200 | $5.78 | 3,459,563 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 100 | $5.63 | 3,459,663 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 100 | $5.65 | 3,459,763 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-04 | 100 | $5.69 | 3,459,863 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-05 | 2,000 | $5.71 | 3,461,863 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-05 | 300 | $5.69 | 3,462,163 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-05 | 100 | $5.67 | 3,462,263 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-04-05 | 100 | $5.74 | 3,462,363 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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