Filing Details
- Accession Number:
- 0001562180-16-002100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-05 19:02:01
- Reporting Period:
- 2016-02-09
- Filing Date:
- 2016-04-05
- Accepted Time:
- 2016-04-05 19:02:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278329 | A Nancy Gray | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Cao | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-09 | 100 | $2.97 | 100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-09 | 100 | $6.68 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-10 | 200 | $2.97 | 200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-10 | 200 | $6.71 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-11 | 1,200 | $2.97 | 1,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-11 | 1,200 | $6.64 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-11 | 2,500 | $4.34 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-11 | 2,500 | $7.06 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2016-02-09 | 100 | $0.00 | 100 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2016-02-10 | 200 | $0.00 | 200 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2016-02-11 | 1,200 | $0.00 | 1,200 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2016-03-11 | 2,500 | $0.00 | 2,500 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,403 | 2020-03-16 | No | 4 | M | Direct | |
| 7,203 | 2020-03-16 | No | 4 | M | Direct | |
| 6,003 | 2020-03-16 | No | 4 | M | Direct | |
| 10,000 | 2021-04-19 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.71 USD to $6.71 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.64 USD to $6.6415 USD; the price reported above reflects the weighted average sale price.
- 3 Years Monthly beginning on 16-Mar-2010
- 3 Years Monthly beginning on 19-Apr-2011
Billionaire Hedge Funds
