Filing Details
- Accession Number:
- 0001562180-16-002094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-05 18:48:32
- Reporting Period:
- 2015-07-29
- Filing Date:
- 2016-04-05
- Accepted Time:
- 2016-04-05 18:48:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278329 | A Nancy Gray | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-29 | 1,000 | $5.36 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-29 | 1,000 | $6.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-04 | 5 | $5.36 | 5 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-04 | 5 | $6.85 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-05 | 1,100 | $5.36 | 1,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-05 | 1,100 | $6.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-06 | 900 | $5.36 | 900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-06 | 1,995 | $5.36 | 1,995 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-06 | 900 | $6.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-06 | 1,995 | $6.60 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-09 | 535 | $2.97 | 535 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-09 | 535 | $6.64 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-23 | 1,000 | $2.97 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-23 | 1,000 | $6.71 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 1,500 | $2.97 | 1,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-01 | 1,500 | $6.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-10 | 1,500 | $3.48 | 1,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-10 | 1,500 | $7.03 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-14 | 1,500 | $3.48 | 1,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-14 | 1,500 | $7.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2015-07-29 | 700 | $2.97 | 700 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-03 | 385 | $2.97 | 385 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-03 | 1,000 | $2.97 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-04 | 922 | $2.97 | 922 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-12 | 927 | $2.97 | 927 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-17 | 1,000 | $2.97 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-17 | 1,000 | $2.97 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-20 | 1,000 | $2.97 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-25 | 1,000 | $2.97 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-26 | 528 | $2.97 | 528 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-08-28 | 1,000 | $2.97 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-10-29 | 1,000 | $0.00 | 1,000 | $5.36 |
| Common Stock | Common Stock Option | Disposition | 2015-11-04 | 5 | $0.00 | 3,995 | $5.36 |
| Common Stock | Common Stock Option | Disposition | 2015-11-05 | 1,100 | $0.00 | 1,100 | $5.36 |
| Common Stock | Common Stock Option | Disposition | 2015-11-06 | 900 | $0.00 | 900 | $5.36 |
| Common Stock | Common Stock Option | Disposition | 2015-11-06 | 1,995 | $0.00 | 1,995 | $5.36 |
| Common Stock | Common Stock Option | Disposition | 2015-11-09 | 535 | $0.00 | 535 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-11-23 | 1,000 | $0.00 | 1,000 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-12-01 | 1,500 | $0.00 | 1,500 | $2.97 |
| Common Stock | Common Stock Option | Disposition | 2015-12-10 | 1,500 | $0.00 | 1,500 | $3.48 |
| Common Stock | Common Stock Option | Disposition | 2015-12-14 | 1,500 | $0.00 | 1,500 | $3.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,300 | 2020-03-16 | No | 4 | M | Direct | |
| 18,915 | 2020-03-16 | No | 4 | M | Direct | |
| 17,915 | 2020-03-16 | No | 4 | M | Direct | |
| 16,993 | 2020-03-16 | No | 4 | M | Direct | |
| 16,066 | 2020-03-16 | No | 4 | M | Direct | |
| 15,066 | 2020-03-16 | No | 4 | M | Direct | |
| 14,066 | 2020-03-16 | No | 4 | M | Direct | |
| 13,066 | 2020-03-16 | No | 4 | M | Direct | |
| 12,066 | 2020-03-16 | No | 4 | M | Direct | |
| 11,538 | 2020-03-16 | No | 4 | M | Direct | |
| 10,538 | 2020-03-16 | No | 4 | M | Direct | |
| 4,000 | 2022-04-19 | No | 4 | M | Direct | |
| 3,995 | 2022-04-19 | No | 4 | M | Direct | |
| 2,895 | 2022-04-19 | No | 4 | M | Direct | |
| 1,995 | 2022-04-19 | No | 4 | M | Direct | |
| 0 | 2022-04-19 | No | 4 | M | Direct | |
| 10,003 | 2020-03-16 | No | 4 | M | Direct | |
| 9,003 | 2020-03-16 | No | 4 | M | Direct | |
| 7,503 | 2020-03-16 | No | 4 | M | Direct | |
| 8,500 | 2018-10-28 | No | 4 | M | Direct | |
| 7,000 | 2018-10-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.70 USD to $6.70 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.65 USD to $6.6601 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.65 USD to $6.65 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.60 USD to $6.60 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.64 USD to $6.64 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.7001 USD to $6.7201 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $6.81 USD to $6.81 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $7.001 USD to $7.02 USD; the price reported above reflects the weighted average sale price.
- 3 Years Monthly beginning on 19-Apr-2012
- 3 Years Monthly beginning on 16-Mar-2010
- 5 Years Annually beginning on 28-Oct-2008
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