Filing Details

Accession Number:
0001019687-16-005750
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-05 18:05:00
Reporting Period:
2016-04-04
Filing Date:
2016-04-05
Accepted Time:
2016-04-05 18:05:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
109657 Oxis International Inc OXIS Pharmaceutical Preparations (2834) 941620407
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1174866 Ltd Fund Investment Bristol C/O Bristol Capital Advisors, Llc
1100 Glendon Ave., Suite 850
Los Angeles CA 90024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-04-04 675,000 $303,750.00 1,525,472 No 4 S Direct
Common Stock Acquisiton 2016-04-05 250,000 $0.00 463,806 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Direct
Footnotes
  1. These shares were sold by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") in a private transaction. Bristol Investment is managed by Bristol Capital Advisors LLC, a Delaware limited liability company ("BCA"). Paul Kessler, as manager of BCA, has voting and dispositive power over the shares beneficially owned by Bristol Investment. Bristol Investment owns a total of 1,525,472 shares of the Company's common stock.
  2. These shares were acquired by Bristol Capital, LLC, a Delaware limited liability company ("BC"), pursuant to an Amendment to Consulting Agreement, for services rendered by BC to the Issuer. BC's principal offices are located at 1100 Glendon Ave., Suite 850, Los Angeles, CA 90024. Paul Kessler, as manager of BC, has voting and dispositive power over the shares beneficially owned by BC.