Filing Details
- Accession Number:
- 0001019687-16-005750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-05 18:05:00
- Reporting Period:
- 2016-04-04
- Filing Date:
- 2016-04-05
- Accepted Time:
- 2016-04-05 18:05:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
109657 | Oxis International Inc | OXIS | Pharmaceutical Preparations (2834) | 941620407 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174866 | Ltd Fund Investment Bristol | C/O Bristol Capital Advisors, Llc 1100 Glendon Ave., Suite 850 Los Angeles CA 90024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-04-04 | 675,000 | $303,750.00 | 1,525,472 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-04-05 | 250,000 | $0.00 | 463,806 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- These shares were sold by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") in a private transaction. Bristol Investment is managed by Bristol Capital Advisors LLC, a Delaware limited liability company ("BCA"). Paul Kessler, as manager of BCA, has voting and dispositive power over the shares beneficially owned by Bristol Investment. Bristol Investment owns a total of 1,525,472 shares of the Company's common stock.
- These shares were acquired by Bristol Capital, LLC, a Delaware limited liability company ("BC"), pursuant to an Amendment to Consulting Agreement, for services rendered by BC to the Issuer. BC's principal offices are located at 1100 Glendon Ave., Suite 850, Los Angeles, CA 90024. Paul Kessler, as manager of BC, has voting and dispositive power over the shares beneficially owned by BC.