Filing Details
- Accession Number:
- 0001179110-16-022782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-05 16:49:43
- Reporting Period:
- 2016-04-04
- Filing Date:
- 2016-04-05
- Accepted Time:
- 2016-04-05 16:49:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1419852 | Mattress Firm Holding Corp. | MFRM | Retail-Furniture Stores (5712) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534951 | Bruce Levy | C/O Mattress Firm Holding Corp. 5815 Gulf Freeway Houston TX 77023 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-04-04 | 27,354 | $19.00 | 38,425 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-04-04 | 3,104 | $41.25 | 35,321 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-04-04 | 30,458 | $42.36 | 4,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Option to Purchase Common Stock | Acquisiton | 2016-04-04 | 27,354 | $0.00 | 27,354 | $19.00 |
Common Stock | Employee Option to Purchase Common Stock | Acquisiton | 2016-04-04 | 3,104 | $0.00 | 3,104 | $41.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,352 | 2012-11-17 | 2021-11-17 | No | 4 | M | Direct |
5,248 | 2014-09-04 | 2023-09-04 | No | 4 | M | Direct |
Footnotes
- The shares were issued upon the exercise of options by the reporting person (described in Table II) and then immediately sold.
- The shares that were issued upon the exercise of options by the reporting person were immediately sold, as is presented in Table I.
- Reflects the reduction of 8,245 shares of unvested restricted stock forfeited by the reporting person in connection with the failure to satisfy the applicable vesting criteria.
- Reflects the reduction of 11,385 shares of unvested options to purchase shares of common stock forfeited by the reporting person in connection with the failure to satisfy the applicable vesting criteria.
- One-half of the options became exercisable in five equal annual installments beginning on November 17, 2012. The remaining stock options became exercisable in four equal annual installments beginning on November 17, 2012, provided the issuer met or exceeded the applicable annual specified stock price increase targets. The options became fully exercisable on November 17, 2016.
- Includes options to purchase shares of common stock having varying exercise dates, expiration dates and exercise prices.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
- The option will become exercisable in four equal annual installments on each anniversary of the date of grant beginning on September 4, 2014. Subject to the reporting person's continued employment with the issuer, the option will become fully exercisable on September 4, 2017.