Filing Details
- Accession Number:
- 0001140361-16-060226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-05 15:33:09
- Reporting Period:
- 2016-04-04
- Filing Date:
- 2016-04-05
- Accepted Time:
- 2016-04-05 15:33:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1367644 | Emergent Biosolutions Inc. | EBS | Pharmaceutical Preparations (2834) | 141902018 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380956 | Robert Kramer | 400 Professional Dr, Suite 400 Gaithersburg MD 20879 | Evp, Corporate Services Divisi | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-04 | 5,766 | $14.41 | 80,597 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-04 | 5,766 | $36.90 | 74,831 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-04-04 | 1,970 | $14.67 | 76,801 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-04 | 1,970 | $36.90 | 74,831 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-04-04 | 8,677 | $28.09 | 83,508 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-04 | 8,677 | $36.90 | 74,831 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-04-04 | 2,752 | $29.00 | 77,583 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-04-04 | 2,752 | $36.90 | 74,831 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-04-04 | 2,623 | $36.90 | 72,208 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-03-11 | 422 | $34.22 | 71,786 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2016-04-04 | 5,766 | $0.00 | 5,766 | $14.41 |
Common Stock | Stock Option | Acquisiton | 2016-04-04 | 1,970 | $0.00 | 1,970 | $14.67 |
Common Stock | Stock Option | Acquisiton | 2016-04-04 | 8,677 | $0.00 | 8,677 | $28.09 |
Common Stock | Stock Option | Acquisiton | 2016-04-04 | 2,752 | $0.00 | 2,752 | $29.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,765 | 2019-11-04 | No | 4 | M | Direct | |
1,970 | 2020-03-11 | No | 4 | M | Direct | |
26,031 | 2021-03-10 | No | 4 | M | Direct | |
24,762 | 2022-03-09 | No | 4 | M | Direct |
Footnotes
- Consists of an option granted under the company's stock incentive plan on November 5, 2012.
- Consists of an option granted under the company's stock incentive plan on March 12, 2013.
- Consists of an option granted under the company's stock incentive plan on March 11, 2014.
- Consists of an option granted under the company's stock incentive plan on March 10, 2015.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kramer.
- Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.
- The option vested in three equal installments in November 2013, 2014 and 2015.
- The option vest in three equal installments in March 2014, 2015 and 2016.
- The option vest in three equal installments in March 2015, 2016 and 2017.
- The option vest in three equal installments in March 2016, 2017 and 2018.