Filing Details
- Accession Number:
- 0001140361-16-060145
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-04-04 21:25:46
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2016-04-04
- Accepted Time:
- 2016-04-04 21:25:46
- Original Submission Date:
- 2012-11-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487610 | Neuberger Berman High Yield Strategies Fund Inc. | NHS | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255851 | P Thomas Oreilly | C/O Neuberger Berman Investment Advisers 605 Third Avenue New York NY 10158 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-15 | 3,120 | $13.01 | 3,120 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2013-06-06 | 10,000 | $13.35 | 13,120 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2013-07-17 | 8,000 | $13.00 | 21,120 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2013-09-19 | 10,000 | $13.11 | 31,120 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2015-07-13 | 4,502 | $11.57 | 35,622 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2015-07-14 | 5,000 | $11.55 | 40,622 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2015-10-07 | 5,457 | $10.30 | 46,079 | No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| Common Stock | Acquisiton | 2015-10-08 | 14,543 | $10.42 | 60,622 | No | 4 | P | Indirect | By Thomas P. O'Reilly |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly Rev Trust |
| No | 4 | P | Indirect | By Thomas P. O'Reilly |
Footnotes
- Due to clerical error, the Form 4s filed for these transactions incorrectly reported direct beneficial ownership rather than indirect beneficial ownership through Thomas P. O'Reilly Revocable Trust.
- Due to the clerical error referred to in footnote 1, the Form 4 filed for these transactions incorrectly reported the total number of securities indirectly beneficially owned following the reported transactions.
Billionaire Hedge Funds
