Filing Details

Accession Number:
0001387467-16-000171
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-04 17:07:51
Reporting Period:
2016-03-31
Filing Date:
2016-04-04
Accepted Time:
2016-04-04 17:07:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649943 Ming Kuang Daniel Chang 475 Oakmead Parkway
Sunnyvale CA 94085
Senior Vp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Share Acquisiton 2016-03-31 21,000 $7.60 65,060 No 4 M Direct
Common Share Disposition 2016-03-31 21,000 $11.00 44,060 No 4 S Direct
Common Share Acquisiton 2016-03-31 7,875 $8.45 51,935 No 4 M Direct
Common Share Disposition 2016-03-31 7,875 $11.50 44,060 No 4 S Direct
Common Share Acquisiton 2016-03-31 16,770 $7.44 60,830 No 4 M Direct
Common Share Disposition 2016-03-31 16,770 $11.00 44,060 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Share Option (right to buy) Disposition 2016-03-31 21,000 $0.00 21,000 $7.60
Common Shares Employee Share Option (right to buy) Disposition 2016-03-31 7,875 $0.00 7,875 $8.45
Common Shares Employee Share Option (right to buy) Disposition 2016-03-31 16,770 $0.00 16,770 $7.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-05-04 No 4 M Direct
2,625 2023-02-13 No 4 M Direct
18,230 2024-03-16 No 4 M Direct
Footnotes
  1. Includes an aggregate of 38,666 shares subject to restricted share unit awards granted on April 26, 2012, February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
  2. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2016.
  3. The price reported in Column 4 is the exact price at which all shares were sold.
  4. The option is fully vested and immediately exercisable for all option shares.
  5. The option was granted on February 14, 2013 and became exercisable with respect to one-fourth (1/4) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares became exercisable in a series of thirty-six (36) successive equal monthly installments.
  6. The option was granted on March 17, 2014 and became exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares became exercisable in a series of thirty-six (36) successive equal monthly installments.