Filing Details
- Accession Number:
- 0001387467-16-000171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-04 17:07:51
- Reporting Period:
- 2016-03-31
- Filing Date:
- 2016-04-04
- Accepted Time:
- 2016-04-04 17:07:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1649943 | Ming Kuang Daniel Chang | 475 Oakmead Parkway Sunnyvale CA 94085 | Senior Vp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Share | Acquisiton | 2016-03-31 | 21,000 | $7.60 | 65,060 | No | 4 | M | Direct | |
Common Share | Disposition | 2016-03-31 | 21,000 | $11.00 | 44,060 | No | 4 | S | Direct | |
Common Share | Acquisiton | 2016-03-31 | 7,875 | $8.45 | 51,935 | No | 4 | M | Direct | |
Common Share | Disposition | 2016-03-31 | 7,875 | $11.50 | 44,060 | No | 4 | S | Direct | |
Common Share | Acquisiton | 2016-03-31 | 16,770 | $7.44 | 60,830 | No | 4 | M | Direct | |
Common Share | Disposition | 2016-03-31 | 16,770 | $11.00 | 44,060 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Share Option (right to buy) | Disposition | 2016-03-31 | 21,000 | $0.00 | 21,000 | $7.60 |
Common Shares | Employee Share Option (right to buy) | Disposition | 2016-03-31 | 7,875 | $0.00 | 7,875 | $8.45 |
Common Shares | Employee Share Option (right to buy) | Disposition | 2016-03-31 | 16,770 | $0.00 | 16,770 | $7.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-05-04 | No | 4 | M | Direct | |
2,625 | 2023-02-13 | No | 4 | M | Direct | |
18,230 | 2024-03-16 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 38,666 shares subject to restricted share unit awards granted on April 26, 2012, February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2016.
- The price reported in Column 4 is the exact price at which all shares were sold.
- The option is fully vested and immediately exercisable for all option shares.
- The option was granted on February 14, 2013 and became exercisable with respect to one-fourth (1/4) of the underlying shares on the first anniversary of the grant date, and thereafter the balance of the option shares became exercisable in a series of thirty-six (36) successive equal monthly installments.
- The option was granted on March 17, 2014 and became exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares became exercisable in a series of thirty-six (36) successive equal monthly installments.