Filing Details
- Accession Number:
- 0001144204-16-092584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-04 16:24:45
- Reporting Period:
- 2016-04-01
- Filing Date:
- 2016-04-04
- Accepted Time:
- 2016-04-04 16:24:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509470 | Gsv Capital Corp. | GSVC | () | 274443543 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517808 | T. Michael Moe | C/O Gsv Capital Corp. 2925 Woodside Road Woodside CA 94062 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-01 | 872 | $5.73 | 30,105 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,589 | Indirect | By GSV X Fund, LP |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2016.
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.67 to $5.76 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.