Filing Details
- Accession Number:
- 0001144204-16-092524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-04 15:17:43
- Reporting Period:
- 2016-04-01
- Filing Date:
- 2016-04-04
- Accepted Time:
- 2016-04-04 15:17:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
355933 | Special Opportunities Fund | SPE | (0) | 351524384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475052 | C Charles Walden | C/O Special Opportunities Fund, Inc. 615 East Michigan Street Milwaukee WI 53202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-04-01 | 4,449 | $13.10 | 25,000 | No | 4 | P | Direct | |
Common Stock | Disposition | 2016-04-01 | 4,303 | $13.06 | 0 | No | 4 | S | Indirect | By Spouse's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | By Spouse's IRA |
Footnotes
- The reported securities were purchased in multiple trades with a weighted average price of $15.19 per share.
- The Reporting Person disclaims beneficial ownership of the securities owned by his spouse's IRA and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.