Filing Details

Accession Number:
0001445866-16-001860
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-04 14:11:01
Reporting Period:
2015-09-16
Filing Date:
2016-04-04
Accepted Time:
2016-04-04 14:11:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
844887 Diamondhead Casino Corp DHCC Hotels & Motels (7011) 592935476
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1065481 A Gregory Harrison 16209 Kimberly Grove
Gaithersburg MD 20878
Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-31 30,000 $0.11 1,247,279 No 4 P Direct
Common Stock Acquisiton 2016-02-10 15,275 $0.00 15,275 No 4 I Indirect ESOP Participant Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 I Indirect ESOP Participant Account
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock OPTION TO BUY COMMON STOCK Disposition 2013-03-11 150,000 $1.25 150,000 $1.25
Common Stock OPTION TO BUY COMMON STOCK Acquisiton 2015-09-16 150,000 $1.25 150,000 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-19 2015-10-27 No 4 A Direct
150,000 2015-09-16 2018-03-13 No 4 E Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock CONVERTIBLE PROMISSORY NOTE $0.50 2010-03-31 2020-03-31 50,000 50,000 Direct
Common Stock CONVERTIBLE DEBENTURE $0.30 2010-03-31 2020-03-31 166,667 166,667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-31 50,000 50,000 Direct
2020-03-31 166,667 166,667 Direct
Footnotes
  1. On September 16, 2015, the Board of Directors extended the expiration date of a previously awarded option to purchase common stock from October 27, 2015 to March 13, 2018.
  2. The Convertible Promissory Note was due for repayment on March 31, 2012, but remains oustanding and, therefore, the convertible feature remains intact until the earlier of conversion or redemption of the note by the Company.
  3. Conversion of the Convertible Debenture into common stock occurs automatically when certain conditions are met as more fully described in the Amended and Restated First Tranche Collateralized Convertible Senior Debenture issued as of March 31, 2014.
  4. The Company recently updated its Trust accounting for the Employee Stock Ownership Plan for the years 2010 through 2014.