Filing Details
- Accession Number:
- 0001445866-16-001860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-04 14:11:01
- Reporting Period:
- 2015-09-16
- Filing Date:
- 2016-04-04
- Accepted Time:
- 2016-04-04 14:11:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
844887 | Diamondhead Casino Corp | DHCC | Hotels & Motels (7011) | 592935476 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1065481 | A Gregory Harrison | 16209 Kimberly Grove Gaithersburg MD 20878 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-31 | 30,000 | $0.11 | 1,247,279 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-10 | 15,275 | $0.00 | 15,275 | No | 4 | I | Indirect | ESOP Participant Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | I | Indirect | ESOP Participant Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | OPTION TO BUY COMMON STOCK | Disposition | 2013-03-11 | 150,000 | $1.25 | 150,000 | $1.25 |
Common Stock | OPTION TO BUY COMMON STOCK | Acquisiton | 2015-09-16 | 150,000 | $1.25 | 150,000 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-19 | 2015-10-27 | No | 4 | A | Direct |
150,000 | 2015-09-16 | 2018-03-13 | No | 4 | E | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | CONVERTIBLE PROMISSORY NOTE | $0.50 | 2010-03-31 | 2020-03-31 | 50,000 | 50,000 | Direct |
Common Stock | CONVERTIBLE DEBENTURE | $0.30 | 2010-03-31 | 2020-03-31 | 166,667 | 166,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-03-31 | 50,000 | 50,000 | Direct |
2020-03-31 | 166,667 | 166,667 | Direct |
Footnotes
- On September 16, 2015, the Board of Directors extended the expiration date of a previously awarded option to purchase common stock from October 27, 2015 to March 13, 2018.
- The Convertible Promissory Note was due for repayment on March 31, 2012, but remains oustanding and, therefore, the convertible feature remains intact until the earlier of conversion or redemption of the note by the Company.
- Conversion of the Convertible Debenture into common stock occurs automatically when certain conditions are met as more fully described in the Amended and Restated First Tranche Collateralized Convertible Senior Debenture issued as of March 31, 2014.
- The Company recently updated its Trust accounting for the Employee Stock Ownership Plan for the years 2010 through 2014.