Filing Details
- Accession Number:
- 0001209191-16-111996
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-04 13:09:51
- Reporting Period:
- 2016-04-01
- Filing Date:
- 2016-04-04
- Accepted Time:
- 2016-04-04 13:09:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
870753 | Numerex Corp | NMRX | Communications Equipment, Nec (3669) | 112948749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443284 | Eric Singer | 825 Third Avenue 33Rd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, No Par Value | Acquisiton | 2016-04-01 | 7,200 | $6.00 | 1,256,801 | No | 4 | P | Indirect | By: VIEX Special Opportunities Fund II |
Class A Common Stock, No Par Value | Acquisiton | 2016-04-01 | 0 | $0.00 | 399,837 | No | 4 | P | Indirect | By: VIEX Opportunities Fund, LP - Series One |
Class A Common Stock, No Par Value | Acquisiton | 2016-04-01 | 0 | $0.00 | 221,649 | No | 4 | P | Indirect | By: VIEX Special Opportunities Fund III, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: VIEX Special Opportunities Fund II |
No | 4 | P | Indirect | By: VIEX Opportunities Fund, LP - Series One |
No | 4 | P | Indirect | By: VIEX Special Opportunities Fund III, LP |
Footnotes
- Shares acquired directly by VIEX Special Opportunities Fund II, LP ("VSO II"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP II, LLC ("VSO GP II"), the general partner of VSO II, and VIEX Capital, the investment manager of VSO II, may be deemed to beneficially own the shares owned directly by VSO II for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP. Mr. Singer, by virtue of his position as managing member of VIEX GP, LLC ("VIEX GP"), the general partner of Series One, and VIEX Capital Advisors, LLC, ("VIEX Capital"), the investment manager of Series One, may be deemed to beneficially own the shares owned directly by Series One for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by VIEX Special Opportunities Fund III, LP (VSO III"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP III, LLC ("VSO GP III"), the general partner of VSO III, and VIEX Capital, the investment manager of VSO III, may be deemed to beneficially own the shares owned directly by VSO III for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.