Filing Details

Accession Number:
0000098246-16-000213
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-04 12:44:34
Reporting Period:
2016-03-31
Filing Date:
2016-04-04
Accepted Time:
2016-04-04 12:44:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016748 K. Charles Marquis Tiffany &Amp; Co.
727 Fifth Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2016-03-31 10,000 $40.15 58,848 No 4 M Direct
Common Stock $.01 Par Disposition 2016-03-31 10,000 $72.74 48,848 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Non-Qualified Stock Option (Right to Buy) Disposition 2016-03-31 10,000 $0.00 10,000 $40.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.01 Par 28,782 Indirect By Revocable Trust
Common Stock $.01 Par 56,000 Indirect By Irrevocable Trust
Footnotes
  1. 848 shares in the total is an unvested restricted stock unit grant.
  2. The price in Column 4 is a weighted average price. The price actually received ranged from $72.69 to $72.84 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
  4. Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.
  5. Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 18, 2007. The option vested in two equal annual installments on January 18, 2008 and 2009.
  6. Total grant 10,000 shares. 0 shares previously exercised.