Filing Details

Accession Number:
0001209191-16-111927
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-04 11:37:07
Reporting Period:
2016-03-31
Filing Date:
2016-04-04
Accepted Time:
2016-04-04 11:37:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-31 900 $5.84 3,453,263 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-31 900 $5.82 3,454,163 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-31 400 $5.81 3,454,563 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-31 200 $5.83 3,454,763 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-31 100 $5.85 3,454,863 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-01 800 $5.70 3,455,663 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-01 800 $5.72 3,456,463 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-01 600 $5.68 3,457,063 No 4 P Direct
Class A Common Stock Acquisiton 2016-04-01 300 $5.65 3,457,363 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.