Filing Details

Accession Number:
0000899243-16-017333
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-01 18:26:13
Reporting Period:
2016-03-30
Filing Date:
2016-04-01
Accepted Time:
2016-04-01 18:26:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626754 Greg Pavlik C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
Chief Products Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-30 1,872 $10.85 234,694 No 4 S Indirect Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 232,496 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2016.