Filing Details
- Accession Number:
- 0001520138-16-000809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-01 16:29:50
- Reporting Period:
- 2016-03-24
- Filing Date:
- 2016-04-01
- Accepted Time:
- 2016-04-01 16:29:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1558432 | Capstone Financial Group Inc. | CAPP | Finance Services (6199) | 460684479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588058 | W Halford Johnson | 8600 Transit Rd. East Amherst NY 14051 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-24 | 1,000 | $0.85 | 5,700 | No | 4 | P | Indirect | by IRA |
Common Stock | Acquisiton | 2016-03-24 | 1,000 | $0.95 | 6,700 | No | 4 | P | Indirect | by IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by IRA |
No | 4 | P | Indirect | by IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 119,497 | Direct |