Filing Details
- Accession Number:
- 0001140361-16-059748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-01 10:10:23
- Reporting Period:
- 2016-03-31
- Filing Date:
- 2016-04-01
- Accepted Time:
- 2016-04-01 10:10:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Emergent Capital Inc. | EMG | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1657622 | E Gilbert Nathan | C/O Emergent Capital, Inc. 5355 Town Center Road, Suite 701 Boca Raton FL 33486 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-31 | 3,615 | $4.04 | 3,615 | No | 4 | P | Indirect | Spouse IRA Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Spouse IRA Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $4.02 to $4.0474, inclusive. The Reporting Person undertakes to provide Emergent Capital, Inc., any security holder of Emergent Capital, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of Shares sold at each separate price within the range set forth herein.