Filing Details
- Accession Number:
- 0000874501-16-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-31 19:18:33
- Reporting Period:
- 2016-03-30
- Filing Date:
- 2016-03-31
- Accepted Time:
- 2016-03-31 19:18:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874501 | Ambac Financial Group Inc | AMBC | Surety Insurance (6351) | 133621676 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331793 | L David Herzog | One State Street Plaza New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-03-31 | 12,820 | $15.84 | 12,820 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Restricted Stock Units | Restricted Stock Units | Acquisiton | 2016-03-30 | 1,442 | $0.00 | 1,442 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,442 | No | 4 | A | Direct |
Footnotes
- The price per share is a weighted average price. These shares were purchased in multiple transactions at a price ranging from $15.69 to $15.89, inclusive
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
- RSUs shall vest on April 30, 2016. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.