Filing Details

Accession Number:
0000874501-16-000163
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-31 19:18:33
Reporting Period:
2016-03-30
Filing Date:
2016-03-31
Accepted Time:
2016-03-31 19:18:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874501 Ambac Financial Group Inc AMBC Surety Insurance (6351) 133621676
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331793 L David Herzog One State Street Plaza
New York NY 10004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-03-31 12,820 $15.84 12,820 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Restricted Stock Units Restricted Stock Units Acquisiton 2016-03-30 1,442 $0.00 1,442 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,442 No 4 A Direct
Footnotes
  1. The price per share is a weighted average price. These shares were purchased in multiple transactions at a price ranging from $15.69 to $15.89, inclusive
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
  3. RSUs shall vest on April 30, 2016. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.