Filing Details

Accession Number:
0001209191-16-111178
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-31 11:53:29
Reporting Period:
2016-03-29
Filing Date:
2016-03-31
Accepted Time:
2016-03-31 11:53:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-29 1,100 $5.79 3,448,463 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-29 900 $5.82 3,449,363 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-29 400 $5.74 3,449,763 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-29 100 $5.84 3,449,863 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-30 1,100 $5.80 3,450,963 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-30 500 $5.86 3,451,463 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-30 400 $5.82 3,451,863 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-30 400 $5.83 3,452,263 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-30 100 $5.78 3,452,363 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.