Filing Details
- Accession Number:
- 0001144204-16-091694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-30 20:55:06
- Reporting Period:
- 2016-03-28
- Filing Date:
- 2016-03-30
- Accepted Time:
- 2016-03-30 20:55:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 870826 | Evine Live Inc. | EVLV | Retail-Catalog & Mail-Order Houses (5961) | 411673770 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657254 | Nick Vassallo | 6740 Shady Oak Road Eden Prairie MN 55344 | Svp, Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-28 | 16,700 | $0.85 | 55,407 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-03-28 | 46,023 | $0.00 | 101,430 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2016-03-28 | 68,660 | $0.00 | 68,660 | $0.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,660 | 2026-03-28 | No | 4 | A | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8443 to $0.8595, inclusive. The reporting person undertakes to provide to the SEC, EVINE Live Inc. (the "Company"), or any securityholder of the Company, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Represents a grant of restricted stock as a long term incentive award issued pursuant to the Company's 2011 Omnibus Incentive Plan. The award vests in three equal installments on each of the first three anniversaries of the date of grant.
- This amount includes 60,072 shares of restricted stock that were issued pursuant to the Company's 2011 Omnibus Incentive Plan and are subject to vesting. Of these 60,072 shares of restricted stock, (x) 2,833.5 shares vested on November 25, 2015 and an additional 2,833.5 shares will vest on November 25, 2016, (y) 2,794 shares vested on March 20, 2016 and an additional 5,588 shares will vest in two equal annual installments on March 20, 2017 and March 20, 2018, respectively, and (z) 46,023 shares will vest in three equal annual installments on March 28, 2017, March 28, 2018 and March 28, 2019.
- Grant issued effective as of March 28, 2016 as a long term incentive award pursuant to the Company's 2011 Omnibus Incentive Plan.
- The award vests in three equal installments on each of the first three anniversaries of the date of grant.
Billionaire Hedge Funds
