Filing Details

Accession Number:
0001097815-16-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-30 19:28:46
Reporting Period:
2016-03-29
Filing Date:
2016-03-30
Accepted Time:
2016-03-30 19:28:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097815 Limin Hu C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-29 700 $83.88 209,787 No 4 S Direct
Common Stock Disposition 2016-03-29 550 $84.71 209,237 No 4 S Direct
Common Stock Disposition 2016-03-29 500 $85.90 208,737 No 4 S Direct
Common Stock Disposition 2016-03-29 738 $87.09 207,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
  2. Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on February 25, 2016 of the achievement of performance goals under the 2015 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about March 25, 2016. An additional 25% of the total shares awarded will vest on each of February 25, 2017, February 25, 2018 and February 25, 2019, subject to continuous service through such dates.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.4700 to $84.3800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $84.5400 to $85.0200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $85.6400 to $86.1400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  6. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $86.8300 to $87.4600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.