Filing Details
- Accession Number:
- 0001179110-16-022398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-30 17:01:27
- Reporting Period:
- 2016-03-28
- Filing Date:
- 2016-03-30
- Accepted Time:
- 2016-03-30 17:01:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 900603 | J Robert Higgins | 38 Corporate Circle Albany NY 12203 | Chairman Of The Board | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $.01 Per Share | Acquisiton | 2016-03-28 | 6,000 | $3.74 | 14,210,715 | No | 4 | P | Direct | |
| Common Stock Par Value $.01 Per Share | Acquisiton | 2016-03-29 | 40,837 | $3.70 | 14,251,552 | No | 4 | P | Direct | |
| Common Stock Par Value $.01 Per Share | Acquisiton | 2016-03-30 | 18,163 | $3.74 | 14,269,715 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Par Value $.01 Per Share | 137,500 | Indirect | Higgins Foundation |
| Common Stock Par Value $.01 Per Share | 300,550 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock Par Value $.01 Per Share | Stock Settled Appreciation Rights | $5.32 | 2016-05-01 | 450,000 | 450,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-05-01 | 450,000 | 450,000 | Direct |
Footnotes
- All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
- All grants are exercisable within 4 years and expire 10 years from date of grant.
Billionaire Hedge Funds
