Filing Details
- Accession Number:
- 0001387467-16-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-30 16:19:16
- Reporting Period:
- 2016-03-28
- Filing Date:
- 2016-03-30
- Accepted Time:
- 2016-03-30 16:19:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649943 | Ming Kuang Daniel Chang | 475 Oakmead Parkway Sunnyvale CA 94085 | Senior Vp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Disposition | 2016-03-28 | 54 | $10.80 | 44,935 | No | 4 | F | Direct | |
| Common Share | Disposition | 2016-03-28 | 875 | $10.87 | 44,060 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted share units (RSU) granted on April 26, 2012.
- Includes an aggregate of 38,666 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2016.
Billionaire Hedge Funds
