Filing Details

Accession Number:
0001209191-16-111055
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-30 16:20:21
Reporting Period:
2016-03-29
Filing Date:
2016-03-30
Accepted Time:
2016-03-30 16:20:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434647 Kempharm Inc KMPH Pharmaceutical Preparations (2834) 205894398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638365 C Travis Mickle C/O Kempharm, Inc.
2656 Crosspark Rd, Ste 100
Coralville IA 52241
President & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-29 2,050 $14.59 2,050 No 4 P Indirect By Mickle Investments LLC
Common Stock Acquisiton 2016-03-29 400 $14.49 33,614 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Mickle Investments LLC
No 4 P Indirect By spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,381,176 Direct
Common Stock 157,197 Indirect By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, by spouse as trustee
Common Stock 243,880 Indirect By Christal M.M. Mickle 2015 Gift Trust, as trustee
Common Stock 100,604 Direct
Common Stock 230,812 Indirect By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse
Common Stock 230,812 Indirect By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse
Footnotes
  1. The Reporting Person and his spouse are the managing members of Mickle Investments LLC.
  2. Held jointly with spouse.