Filing Details

Accession Number:
0001225208-16-030457
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-30 14:39:31
Reporting Period:
2016-03-29
Filing Date:
2016-03-30
Accepted Time:
2016-03-30 14:39:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1471844 Steven Kenny 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Senior Vp, Emerging Markets No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-29 41,708 $19.85 74,269 No 4 M Direct
Common Stock Acquisiton 2016-03-29 30,557 $20.20 104,826 No 4 M Direct
Common Stock Disposition 2016-03-29 72,265 $42.24 32,561 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2016-03-29 41,708 $19.85 41,708 $19.85
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2016-03-29 30,557 $20.20 30,557 $20.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-10-01 No 4 M Direct
0 2020-10-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2026-01-19 29,832 29,832 Direct
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 28,768 28,768 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2025-01-22 22,789 22,789 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2024-01-23 16,644 16,644 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2023-01-24 18,712 18,712 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 25,960 25,960 Direct
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2019-12-03 28,935 28,935 Direct
Common Stock Restricted Stock Units $0.00 3,424 3,424 Direct
Common Stock Restricted Stock Units $0.00 2019-01-19 3,425 3,425 Direct
Common Stock Restricted Stock Units $0.00 2018-01-22 3,964 3,964 Direct
Common Stock Restricted Stock Units $0.00 2017-01-23 1,711 1,711 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-01-19 29,832 29,832 Direct
2021-01-20 28,768 28,768 Direct
2025-01-22 22,789 22,789 Direct
2024-01-23 16,644 16,644 Direct
2023-01-24 18,712 18,712 Direct
2022-01-26 25,960 25,960 Direct
2019-12-03 28,935 28,935 Direct
3,424 3,424 Direct
2019-01-19 3,425 3,425 Direct
2018-01-22 3,964 3,964 Direct
2017-01-23 1,711 1,711 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $41.90 to $42.61. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. Amended and Restated Year 2000 Stock Incentive Plan: Total amount includes shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
  3. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  4. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  5. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
  6. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
  7. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  8. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  9. These restricted stock units expire on January 19, 2019.
  10. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  11. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
  12. H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
  13. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
  14. H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.