Filing Details
- Accession Number:
- 0001209191-16-110966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-29 18:53:32
- Reporting Period:
- 2016-03-28
- Filing Date:
- 2016-03-29
- Accepted Time:
- 2016-03-29 18:53:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817135 | Alliance Healthcare Services Inc | AIQ | Services-Medical Laboratories (8071) | 330239910 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464531 | C. Larry Buckelew | C/O Alliance Healthcare Services, Inc. 100 Bayview Circle, Suite 400 Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-28 | 100,000 | $4.85 | 154,202 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-03-29 | 100,000 | $18.50 | 54,202 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-03-28 | 100,000 | $0.00 | 100,000 | $4.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-01 | 2022-06-01 | No | 4 | M | Direct |
Footnotes
- Gives effect to a 1-for-5 reverse split of common stock of the Issuer effected on December 26, 2012.
- On March 29, 2016, Fujian Thai Hot Investment Co., Ltd. ("Thai Hot"), through a wholly-owned indirect subsidiary, completed the purchase from funds managed by Oaktree Capital Management, L.P., MTS Health Investors, LLC and Larry C. Buckelew of approximately 51.5% of the outstanding shares of common stock of the Issuer (the "Transaction"). The shares reported as on this line item were disposed by Mr. Buckelew on the closing date of the Transaction.