Filing Details

Accession Number:
0000014693-16-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-29 16:02:57
Reporting Period:
2016-03-29
Filing Date:
2016-03-29
Accepted Time:
2016-03-29 16:02:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579721 P Lisa Steiner 850 Dixie Highway
Louisville KY 40210
Svp, Chief Of Staff No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Disposition 2016-03-29 1,000 $97.50 111 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 7,108 Direct
Class A Common 714 Indirect DRIP
Class B Common 125 Indirect DRIP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $102.25 2018-05-01 2025-04-30 5,641 5,641 Direct
Class B Common Stock Appreciation Right $91.97 2017-05-01 2024-04-30 5,467 5,467 Direct
Class B Common Stock Appreciation Right $72.42 2016-05-01 2023-04-30 6,739 6,739 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-04-30 5,641 5,641 Direct
2024-04-30 5,467 5,467 Direct
2023-04-30 6,739 6,739 Direct
Footnotes
  1. Number of shares acquired through the issuer's dividend reinvestment plan as of March 25, 2016.
  2. No money was paid to or received by the reporting person for this SAR.