Filing Details
- Accession Number:
- 0000014693-16-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-29 16:02:57
- Reporting Period:
- 2016-03-29
- Filing Date:
- 2016-03-29
- Accepted Time:
- 2016-03-29 16:02:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579721 | P Lisa Steiner | 850 Dixie Highway Louisville KY 40210 | Svp, Chief Of Staff | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Disposition | 2016-03-29 | 1,000 | $97.50 | 111 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 7,108 | Direct | |
Class A Common | 714 | Indirect | DRIP |
Class B Common | 125 | Indirect | DRIP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Stock Appreciation Right | $102.25 | 2018-05-01 | 2025-04-30 | 5,641 | 5,641 | Direct |
Class B Common | Stock Appreciation Right | $91.97 | 2017-05-01 | 2024-04-30 | 5,467 | 5,467 | Direct |
Class B Common | Stock Appreciation Right | $72.42 | 2016-05-01 | 2023-04-30 | 6,739 | 6,739 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-04-30 | 5,641 | 5,641 | Direct |
2024-04-30 | 5,467 | 5,467 | Direct |
2023-04-30 | 6,739 | 6,739 | Direct |
Footnotes
- Number of shares acquired through the issuer's dividend reinvestment plan as of March 25, 2016.
- No money was paid to or received by the reporting person for this SAR.