Filing Details
- Accession Number:
- 0001140361-16-059265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-29 13:55:06
- Reporting Period:
- 2016-03-28
- Filing Date:
- 2016-03-29
- Accepted Time:
- 2016-03-29 13:55:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Emergent Capital Inc. | EMG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222911 | Gerald Hellerman | C/O Emergent Capital, Inc. 5355 Town Center Road, Suite 701 Boca Raton FL 33486 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-28 | 5,000 | $3.90 | 31,875 | No | 4 | P | Indirect | By IRA/SEP Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA/SEP Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,777 | Direct | |
Common Stock | 3,500 | Indirect | By IRA Account |
Common Stock | 2,000 | Indirect | By Spouse |