Filing Details

Accession Number:
0001104659-16-108195
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-29 11:39:22
Reporting Period:
2016-03-29
Filing Date:
2016-03-29
Accepted Time:
2016-03-29 11:39:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1626971 Corvus Pharmaceuticals Inc. CRVS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553470 P Terry Gould C/O Corvus Pharmaceuticals, Inc.
863 Mitten Road, Suite 102
Burlingame CA 94010
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 550,864 $0.00 550,864 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 92,278 $0.00 643,142 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 51,712 $15.00 694,854 No 4 P Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 567,121 $0.00 567,121 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 95,001 $0.00 662,122 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 53,239 $15.00 715,361 No 4 P Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 428,998 $0.00 428,998 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 71,863 $0.00 500,861 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 40,272 $15.00 541,133 No 4 P Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 583,510 $0.00 583,510 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 97,746 $0.00 681,256 No 4 C Indirect By Fund
Common Stock, $0.0001 Par Value Acquisiton 2016-03-29 54,777 $15.00 736,033 No 4 P Indirect By Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Fund
No 4 C Indirect By Fund
No 4 P Indirect By Fund
No 4 C Indirect By Fund
No 4 C Indirect By Fund
No 4 P Indirect By Fund
No 4 C Indirect By Fund
No 4 C Indirect By Fund
No 4 P Indirect By Fund
No 4 C Indirect By Fund
No 4 C Indirect By Fund
No 4 P Indirect By Fund
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2016-03-29 550,864 $0.00 550,864 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-03-29 92,278 $0.00 92,278 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2016-03-29 567,121 $0.00 567,121 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-03-29 95,001 $0.00 95,001 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2016-03-29 428,998 $0.00 428,998 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-03-29 71,863 $0.00 71,863 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2016-03-29 583,510 $0.00 583,510 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-03-29 97,746 $0.00 97,746 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Issuer's Common Stock, for no additional consideration, on a 1:1 basis at the consummation of Issuer's initial public offering.
  2. Represents shares held directly by Adams Street 2011 Direct Fund LP ("AS 2011"). Adams Street Partners, LLC, as the managing member of the general partner of the general partner of AS 2011, may be deemed to beneficially own the shares held by AS 2011. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2011. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert disclaim beneficial ownership of the shares held by AS 2011 except to the extent of their pecuniary interest therein.
  3. Represents shares held directly by Adams Street 2012 Direct Fund LP ("AS 2012"). Adams Street Partners, LLC, as the managing member of the general partner of the general partner of AS 2012, may be deemed to beneficially own the shares held by AS 2012. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2012. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert disclaim beneficial ownership of the shares held by AS 2012 except to the extent of their pecuniary interest therein.
  4. Represents shares held directly by Adams Street 2013 Direct Fund LP ("AS 2013"). Adams Street Partners, LLC, as the managing member of the general partner of the general partner of AS 2013, may be deemed to beneficially own the shares held by AS 2013. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2013. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert disclaim beneficial ownership of the shares held by AS 2013 except to the extent of their pecuniary interest therein.
  5. Represents shares held directly by Adams Street 2014 Direct Fund LP ("AS 2014"). Adams Street Partners, LLC, as the managing member of the general partner of the general partner of AS 2014, may be deemed to beneficially own the shares held by AS 2014. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2014. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, David S. Welsh and Michael R. Zappert disclaim beneficial ownership of the shares held by AS 2014 except to the extent of their pecuniary interest therein.
  6. The expiration date is not relevant to the conversion of these securities.
  7. AS 2011, AS 2012, AS 2013 and AS 2014 purchased an aggregate of 200,000 shares of Issuer's common stock in connection with the initial public offering at the offering price of $15.00 per share.