Filing Details

Accession Number:
0001209191-16-110865
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-29 10:51:20
Reporting Period:
2016-03-28
Filing Date:
2016-03-29
Accepted Time:
2016-03-29 10:51:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-03-28 791 $5.87 3,445,654 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-28 600 $5.89 3,446,254 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-28 500 $5.91 3,446,754 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-28 409 $5.85 3,447,163 No 4 P Direct
Class A Common Stock Acquisiton 2016-03-28 200 $5.90 3,447,363 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.