Filing Details
- Accession Number:
- 0000046619-16-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-28 16:46:26
- Reporting Period:
- 2016-03-24
- Filing Date:
- 2016-03-28
- Accepted Time:
- 2016-03-28 16:46:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46619 | Heico Corp | HEI, HEI.A | Aircraft Engines & Engine Parts (3724) | 650341002 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200631 | Alan Schriesheim | 3000 Taft Street Hollywood FL 33021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-03-24 | 3,000 | $0.63 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-03-24 | 3,000 | $59.35 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to purchase Common Stock) | Disposition | 2016-03-24 | 3,000 | $0.00 | 3,000 | $0.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,890 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,575 | Indirect | By 409A Plan |
| Class A Common Stock | 5,370 | Indirect | By Estate |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to purchase Common Stock) | $1.12 | 98,841 | 98,841 | Direct | ||
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $0.48 | 20,221 | 20,221 | Direct | ||
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $0.63 | 81,839 | 81,839 | Direct | ||
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $1.12 | 61,876 | 61,876 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 98,841 | 98,841 | Direct | |
| 20,221 | 20,221 | Direct | |
| 81,839 | 81,839 | Direct | |
| 61,876 | 61,876 | Direct |
Footnotes
- Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
- Represents shares held by the estate of deceased spouse.
- The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 60,890 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 20,221 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
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