Filing Details
- Accession Number:
- 0001140361-16-059153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-28 16:46:21
- Reporting Period:
- 2016-03-24
- Filing Date:
- 2016-03-28
- Accepted Time:
- 2016-03-28 16:46:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557543 | North Tide Capital, Llc | 500 Boylston Street Suite 1860 Boston MA 02116 | No | No | Yes | No | |
1594068 | Conan Laughlin | 500 Boylston Street Suite 1860 Boston MA 02116 | No | No | Yes | No | |
1594882 | North Tide Capital Master, Lp | 500 Boylston Street Suite 1860 Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-03-24 | 15,500 | $1.08 | 13,015,500 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-03-24 | 7,500 | $1.10 | 13,023,000 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-03-24 | 2,000 | $1.10 | 13,025,000 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-03-28 | 150,000 | $1.13 | 13,175,000 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-03-28 | 27,000 | $1.13 | 13,202,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Shares reported herein represent as of March 24, 2016, (i) 11,518,750 shares held by North Tide Capital Master, LP (the "Master Fund") and (ii) 1,506,250 shares held by a managed account (the "Account) and as of March 28, 2016, (i) 11,651,500 shares held by the Master Fund and (ii) 1,550,500 shares held by the Account. North Tide Capital, LLC ("North Tide") serves as investment manager for the Master Fund and the Account. Mr. Laughlin serves as manager of North Tide. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.