Filing Details
- Accession Number:
- 0001140361-16-059100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-28 14:08:41
- Reporting Period:
- 2016-03-24
- Filing Date:
- 2016-03-28
- Accepted Time:
- 2016-03-28 14:08:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607630 | Todd Lampert | C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-03-24 | 1,500 | $19.67 | 16,745 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-03-24 | 1,500 | $16.00 | 1,500 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2016-03-24 | 1,500 | $16.00 | 1,500 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-03-29 | 2016-03-29 | No | 5 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 700 | Direct | |
| Common Stock | 333 | Direct | |
| Common Stock | 3,898 | Indirect | Custodian for Minor |
| Common Stock | 9,499 | Indirect | Held by Wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $17.50 | 2006-12-13 | 2016-12-13 | 4,125 | 4,125 | Direct |
| Common Stock | Stock Options | $20.70 | 2007-12-12 | 2017-12-12 | 3,871 | 3,871 | Direct |
| Common Stock | Stock Options | $20.70 | 2007-12-12 | 2017-12-12 | 1,456 | 1,456 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-12-13 | 4,125 | 4,125 | Direct |
| 2017-12-12 | 3,871 | 3,871 | Direct |
| 2017-12-12 | 1,456 | 1,456 | Direct |
Footnotes
- 1,400 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 700 Shares have vested.
- 1,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016. As of the Transaction Date, 667 Shares have vested.
- Stock Options granted pursuant to the 2002 Bank Management, Director and Founder Stock Option Plan, all of which are fully vested.
- Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
- Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.
Billionaire Hedge Funds
